Vince Harvey
Founder & CEO at Compliance Cubed
Communicating with Investors
24th February
02:00 PM
Disclaimer: Each online communication that in any way promotes (e.g., Twitter tweet, Facebook post, LinkedIn post, YouTube video or web page) needs to be considered individually and must comply with the latest FCA rules. This webinar seeks to explain those rules and ensure compliance.
You'll learn:
- What is a financial promotion?
- Background to the FCA requirements.
- Email, social media and other communication tools.
- Videos on social media.
- Appropriate risk warnings.
- Current FCA position.
Vince Harvey
Founder & CEO at Compliance Cubed
Compliance Cubed is an experienced team of compliance specialists who guide financial service professionals in meeting their regulatory requirements. From planning the FCA authorisation process to due diligence on an exit strategy.
Compliance Cubed is Bristol-based and employs only experienced consultants with a track record for successfully working with financial services professionals.