Anti-Money Laundering ("AML") Policy:
The Sapphire Capital Policy is designed to prevent money laundering by meeting the UK AML legislation obligations including the need to have adequate systems and controls in place to mitigate the risk of the firm being used to facilitate financial crime. This AML Policy sets out the minimum standards which must be complied with and includes:
1) The appointment of a Money Laundering Reporting Officer (MLRO) who has sufficient level of seniority and independence and who has responsibility for oversight of compliance with relevant legislation, regulations, rules and industry guidance;
2) Establishing and maintaining a Risk Based Approach (RBA) towards assessing and managing the money laundering and terrorist financing risks to the company; Establishing and maintaining risk-based customer due diligence, identification, verification and know your customer (KYC) procedures, including enhanced due diligence for those customers presenting higher risk, such as Politically Exposed Persons (PEPs);
3) Establishing and maintaining risk based systems and procedures to monitor on-going customer activity; Procedures for reporting suspicious activity internally and to the relevant law enforcement authorities as appropriate;
4) The maintenance of appropriate records for the minimum prescribed periods; and
5) Training and awareness for all relevant employee.
Sapphire or Sapphire Capital means Sapphire Capital Partners LLP and any of its affiliates, subsidiaries, associated entities and any of their offices. Issued by Sapphire Capital Partners LLP.
The contents of this site have been prepared solely for information purposes. The information contained on this site is not, and should not be construed as: (i) an invitation or inducement (direct or indirect) to any person to engage in investment activity for the purposes of Section 21 of the Financial Services and Markets Act 2000 (“FSMA”) or far any other purpose; (ii) investment advice to any person pursuant to Article 53 of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001. Further, none of the information contained on this site constitutes an offer to buy or sell, or a solicitation by or on behalf of Sapphire Capital Partners LLP (“Sapphire Capital”) to buy or sell, any security, product, service or investment.
Some products or services referred to on this website may not be available to retail clients in the UK. The information provided on this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation.
The information on this website has been obtained from sources which Sapphire Capital believe to be reliable and accurate at the date of publication, but no warranty is given as to accuracy. Sapphire Capital is not responsible for the accuracy of information contained within any documents, articles or blogs reproduced from third party sources or for any third party sites or for any links to or from our pages. The information contained in this website is not comprehensive. Despite our efforts to check and update the information on this website on a regular basis, it may not be accurate, up to date or applicable to the circumstances of any particular case. Sapphire Capital has not reviewed or approved any information contained in any website accessed through a hyperlink from the Sapphire Capital website, and Sapphire Capital accepts no liability for any direct, indirect, special, consequential or other losses or damages of whatsoever kind arising out of access to, or use of, any hyperlinked website or any information contained therein.
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To the maximum extent permitted by law, Sapphire Capital, its partners, employees and advisers disclaim liability for any direct damages suffered by any person arising from the information contained in this website. Under no circumstances shall Sapphire Capital be liable to any person for any special, indirect or consequential damages of any kind.
Sapphire Capital does not accept any liability or guarantee in respect of the timeliness, accuracy and completeness of the information provided in this website or for any errors or omissions by Sapphire Capital in connection with this website. The information published on this website is subject to change without notice. If you require additional information, you should contact appropriate Sapphire Capital personnel. Prior to making any investment in property or any other form of investment, you should seek independent professional investment advice by an appropriately authorised person.
Sapphire Capital is authorised and regulated by the Financial Conduct Authority ("FCA"). The Sapphire Capital FCA registered number is 565716. Please note that property is not regulated by the Financial Conduct Authority and therefore clients that invest directly in property are not covered under the Financial Services Compensation Scheme or the Financial Ombudsman Service. The Financial Ombudsman Service ("FOS") is an agency for arbitrating on unresolved complaints between regulated firms and their clients. Full details of the FOS can be found on its website at www.financial-ombudsman.org.uk.